The rhetoric of a “marriage crisis” is a familiar one. William Kuby’s excellent new book gives us an incisive history of the way that a sense of crisis was invoked in debates about a variety of forms of marital misconduct and the backlash they inspired in the progressive era. Kuby expertly marches us through the way that late nineteenth and early twentieth-century American judges, state legislators, polemicists, and reformers of all stripes relied on ideas of common sense public policy and moral decency to police marriage in each of the five instances of marital misconduct he examines.
The first form of marital misconduct Kuby describes is the use of marital advertisements and state and church marriage bureaus that sought to match bachelors with single women. The latter were used in regions of the West to encourage the formation of stable family units (e.g. in Oklahoma to find wives for lonely farmers). The former, viewed as mercenary and inappropriately commercialized, were generally frowned upon by journalists and academics, such as sociologist and criminologist Arthur MacDonald who labelled the women who responded to them “abnormal.” Even though these advertisements often stated “objective marriage” and “no triflers” (see image on P. 26), they were strongly associated with indecent (and risky) sexual and moral behavior. Innovations in transportation and the wider circulation of newspapers created “new possibilities in courtship,” Kurby writes, “finding partners beyond one’s restricted geographical location – or outside one’s narrow class or racial designations.” (P. 67.) These “expanding geographic and demographic boundaries of mate selection” display what Kuby calls “a crucial feature of modern romance.” (P. 67.)
The second type of controversial conjugal behavior Kuby explores is hasty remarriage after divorce or what was called by its critics “progressive polygamy,” including the attempt by couples to cross state lines in order to circumvent restrictions surrounding remarriage in their home state (waiting times or prohibitions on remarriage where there was adultery to an adulterous partner). The validity of such marriages created particular problems for the legitimacy of children. Kuby explains how the threat of illegitimacy ultimately undermined a policy of invalidating those marriages in Illinois, which for two decades required a one year post-divorce waiting time. “[C]ouples defied it time and again, raising repeated legal and administrative headaches over the fate of illegitimate children. Ultimately, constant disobedience of the law rendered it unsustainable.” (P. 96.)
The third category of noncompliant couples were those seeking to evade state eugenic laws by marrying out-of-state. Kuby explains the challenges that were involved when a legislature incorporated physician examination into a state’s marriage laws in order to weed out those seen to be unfit for married life and, specifically, reproduction (e.g. men with syphilis or men and women categorized as “feebleminded”). In Wisconsin, the $3 physician charge did not cover a proper examination anyway, and even doctors came to resist co-optation into this form of marriage policing. Kuby concludes that the ways that “concerned lawmakers overextended themselves by seeking overly aggressive, often implausible solutions [such as] stricter premarital health examinations and longer waiting periods, however ill-fated, demonstrate the intensity of the concerns that dysgenic unions and evasive elopements generated.” (P. 141.) Like hasty remarriage, marriage by those who would not submit themselves to medical examination demonstrate “the passions elopement sparked.” (P. 141.)
Fourthly, Kuby examines the fierce animosity sparked by “trial marriage,” an idea proposed by those who wanted to address the desire people, especially the young and inexperienced, had to try out marriage to a particular partner before having children. The childless conditional marriage was meant to ultimately improve the long-term quality and duration of marriages by releasing those who entered into ill-matched unions to form if not divorce-proof but more divorce-immune marriages with someone else. However, conservative critics were unable to embrace any variant of trial marriage given their strong “aversion to [any form of] divorce and a sense of panic over changing gender conventions and sexual morals.” (P. 182.)
Black-white intermarriage is the fifth form of matrimonial misconduct Kuby explores. Here he examines situations in which the disapproving family or friends of an interracial couple could successfully push for annulment of the marriage on the grounds of fraud and deceit relating to the race of the black spouse. In Northern states which lacked anti-miscegenation laws, interracial marriage “was legally permissible but culturally intolerable in most circles.” (P. 199.) Here are some of the most poignant stories in the book, including one of a white woman in Michigan in 1929, who after finding out her husband of five years was black, won a divorce from him on the grounds of “extreme cruelty” and surrendered all parental claims to their two children, agreeing with the judge that a white woman could not parent a nonwhite child. (P. 202.) Parents turned on adult children in these cases, often at great cost to their child’s reputation and standing in the world. (P. 207.) Family interference in interracial unions went so far as to include charges of mental illness premised on the idea that “only psychologically unsound white individuals wed across the color line.” (P. 210.) Despite the controversial status of interracial marriage in black communities, “accusations of insanity did not, however, fall on black partners in interracial unions.” (P. 213.)
Kuby’s book strongly demonstrates the sheer tenacity progressive-era Americans showed in their insistence on marriage and the great lengths to which they would go in order to marry and remarry the person of their choice. A recurring theme is the way that divergent rules in different states were used by couples to effectuate their strong desire to be wed. The behavior was often strategic on the part of those desiring the marriage and those seeking to provide the service, as marriage mills would form in one state for out-of-state clientele, be shut down, and pop up again in another state eager for the business. Time and again we see out-of-state couples seeking to evade rules on wait times before obtaining a marriage license or having to post banns at home where friends and family might object and intervene, circumventing eugenic clearance procedures in their home state, or avoiding rules relating to minimum periods between divorce and remarriage. In my favorite line of the book, Kuby quotes a Pennsylvania minister who stated about a shotgun wedding law: “It’s a great law … It won’t stop elopements though. Love always finds a way. It has lots of loopholes, too.” (P. 145.)
That very real sense of (successful) persistence comes through, as against conservative legal forces which seemed to be more successful at moving a problem around than really solving it. The law often had only limited effect. Initiatives to organize uniform marriage law were largely unsuccessful. A rising divorce rate seemed to be impervious to anything anyone was doing about elopements and remarriage wait times. People were coming to view marriage as impermanent and when disappointed about one marriage as a vehicle for individual physical and psychological fulfillment, they were eager to contract another (too much “free love” as some of the judges put it). The marriage education movement, the topic of the book’s final chapter, arose out of the realization that the law had a limited role to play in the face of seismic shifts in gender relations and attitudes towards sexuality and life-long monogamy. Yet still people desired the legitimacy marriage provided and were willing to go to great lengths to obtain it.
The highlight of the book is probably the Epilogue in which Kuby explains how marriage has been systematically privileged in American law and society as the ideal form of social organization, ironically reinforced by those engaged in different types of conjugal misconduct as they sought legitimacy for their unions. Kuby argues that this privileging has stigmatized single life and other forms of human connection. Moreover, all the predictions about the demise of matrimony by socially conservative critics responding to each of the forms of “misconduct” involved in hasty/evasive marriage actually allowed marriage’s “supreme reign to persist.” (P. 288.) Kuby writes: “Again and again, acts of conjugal misconduct have sparked perceptions of a national marriage crisis, yielding a mixture of backlash and accommodation to shifting marital trends. But ultimately the biggest victor in these crises is the institution of marriage itself.” (P. 287.) This is an important insight, very much on display in the late twentieth-century same-sex marriage debate, which Kuby deftly analyzes. The ultimate aim? The “historical knowledge of backlash in the face of perceived marriage crisis should give us all pause in our assessments of what constitutes proper marital and familial arrangements.” (P. 287.)
Since 2006, the United Kingdom has denaturalized more than 350 of its citizens. This represents an increase of almost four-hundred percent from the prior five decades. The United Kingdom is an outlier in this respect. Other countries have instituted denaturalization proceedings in recent years, but no western nation has done so at the rate of the British Home Office. How do we explain this precipitous increase in revocations of citizenship in the past decade? In their remarkable recent article, Patrick Weil and Nicholas Handler argue that a pivotal–and much overlooked–change was Parliament’s passage of a law in 2002 that abolished an advisory committee, established in 1918, that had effectively curtailed abuses of power by the government. The advisory committee was composed of persons with judicial experience, including members of the House of Lords, but it was not empowered as a court. Because of this committee, Britain saw a decrease in citizenship revocations between World Wars I and II, unlike in other countries in the west where they increased precipitously in this period. After World War II, the committee was an effective bulwark against Cold War-era attacks on the foreign-born.
What is most remarkable is that this highly influential committee was never formally empowered with the final say. The Home Secretary, who oversees the Home Office, could always overrule the committee’s decisions. How could an advisory committee with little formal legal power nevertheless have such a dramatic impact? The answer, according to the authors, lies in the way that the committee used a combination of rule of law norms, public shaming, and courageous speech to push back against politically-motivated attacks on the foreign-born. Weil and Handler use close and thorough readings of a trove of archival material to explain how the committee “effectively leveraged its ‘advisory’ role into one of de facto appellate review” (P. 354). Once the committee was disbanded in 2002, this important review power more or less disappeared. Like many things in life, we may only be aware of how important this kind of review is now that it is gone.
The British Parliament first granted the Home Office the denaturalization power in 1914, in the British Nationality and Status of Aliens Act. (This was twelve years after the United States created the power by statute in the Naturalization Act of 1906.) In 1918, through a legislative compromise, liberal members of parliament managed to insert into an amended version of the Act a check on the denaturalization power in the form of an advisory committee. On paper, the three-person committee had very little power. It was to be chaired by a person who had held “high judicial office” in the past, and it had the power to subpoena witnesses and compel the production of documents, but it was not required to hold hearings or issue public opinions. In its first incarnation, the committee was composed of a judge of the King’s Bench, who served as chair, a member of the House of Lords, and a county court judge. The Home Secretary was not required to solicit the committee’s opinion unless the denaturalization petition was based on one of three of the seven possible grounds for denaturalization. So, for example, the Secretary was obligated to refer cases to the committee if the citizen was accused of trading with the enemy during wartime but not if the citizen was accused of fraud or disloyalty. Even in those cases where the Secretary was required to refer a case, he was not required to follow the committee’s decision. The committee also served a more general advisory role, since the Secretary could solicit the committee’s opinion on a case even if he was not required to do so.
It did not take long for the committee to establish itself as an important bulwark against potential abuses of power by politicians. As the authors note, the committee “began behaving like a court” shortly after its formation despite the fact that it was not a court (P. 311). An important early case was that of Philip Laszlo de Lombos, a Hungarian-born painter and husband of Lucy Guinness, a Guinness brewing company heir. Laszlo had been accused in press accounts of spying for Germany and was interned beginning in 1916. The Home Office began denaturalization proceedings in 1919, claiming that Laszlo had been disloyal to the Crown. Laszlo’s attorney wisely used a provision in the 1918 Act that allowed respondents to request a hearing before the advisory committee. The attorney also requested that the hearing be public. What resulted was an embarrassment for home office personnel, who had clearly relied on shoddy evidence in the attempt to denaturalize Laszlo. The committee chair issued a public opinion that chastised the Home Office for its lack of evidence and reasserted the importance of procedural protections for those facing revocation of citizenship. Even though the Secretary was not required to follow the committee’s decision, he did so in this case, withdrawing the charges against Laszlo.
The committee sometimes agreed with the Home Office, issuing opinions that approved of denaturalization in some cases. Weil and Handler show how these approvals contributed to the committee’s power as well. Endorsement proved as effective as humiliation. As the authors note, “[j]ust as the committee was capable of inflicting political embarrassment in cases in which it disagreed . . . , it was also capable of providing political validation in cases in which it agreed” (P. 319). Over time, the Home Office internalized the values and norms of the committee, trying to bring cases that would win committee approval rather than disapprobation.
In addition to influencing outcomes for individuals, the committee also shaped interpretations of key words and phrases in the Nationality Act, including the terms “fraud,” “disloyalty,” and “public good.” This power was especially important in the Cold War era, when the Home Secretary was under pressure to use the denaturalization power aggressively against those with perceived subversive ideologies. The committee effectively pushed back against broad or retroactive interpretations of disloyalty. Through a series of opinions, the committee made it clear that denaturalization had to be based on something more than indirect acts or statements by the citizen; instead, the Home Office had to show that the accused had expressed actual malice toward the Crown, proven through harmful words or acts.
How did the committee members themselves escape political pressures of the day and age? After all, simply being on the judiciary does not insulate one from ideological pressure or wartime paranoia. Weil and Handler do not address this question directly; in fact, there is little here about the biographies of committee members themselves or about the process or procedure for appointing them. But their general answer seems to be one of the triumph of rule of law norms over political expediency. Members were generally committed to judicial principles of procedural regularity, due process, and independent review. They put these principles into effect even though not required to do so by the 1918 Act. As a result, the Home Office acted in accordance with these norms, and in so doing brought fewer denaturalization cases. Those cases that the office did bring were backed by stronger evidence and were better aligned with the substantive grounds in the statute.
The history recounted here is a striking example of the power of rule of law norms in the political process, and hence this article will be important for scholars of not only of legal history but also of politics and administration. It is also, of course, highly relevant to contemporary studies of citizenship and immigration law. It is remarkable that such a “subtle shift in institutional design,” as the authors aptly call it, could have such a lasting impact on the lives of so many individuals (P. 353). Those of us who are concerned about the rights of the foreign-born and about abuses of power by politicians would do well to think about the lessons of this particular history.
In the The War Against Chinese Restaurants, Gabriel J. Chin and John Ormonde describe how state and local actors in the late nineteenth and early twentieth centuries used legal tools to try to drive Chinese restaurants out of business. Chin and Ormonde describe a wide array of legislative, regulatory, and prosecutorial activity targeting Chinese-owned restaurants—some of it successful, some not—and argue that these local (but often nationally coordinated) efforts demonstrate white Americans’ intertwined concerns about work, immigration, urbanization, gender, and ethnicity in this era. And these concerns, once moved to the national stage, motivated Congress in 1917 and 1924 to ban almost all immigration from Asia.
Why did Chinese restaurants come in for particular scrutiny? Restaurants were among the very few business opportunities available to Chinese workers in the United States in the late nineteenth century; white lawmakers and union officials relied on restrictive licensing laws and pervasive anti-Chinese prejudice to bar Chinese workers from most jobs. Small businesses like restaurants and laundries, however, offered a path to economic independence. The history of racially discriminatory regulation of laundries is familiar to readers of Yick Wo v. Hopkins; here Chin and Ormonde describe how restaurants were similarly targeted. Chinese restaurants succeeded by offering a popular product and paying their workers less than the market standard. White restaurant owners opposed such restaurants’ success; so too did white male workers and their unions, who resisted competition from underpaid workers and resented Chinese workers’ success even in this limited market segment. Calls for boycotts failed, so, as the authors note, “[s]ince there was no law reserving the food business to whites, the unions sought to create one.” (P. 698.) White men looked to the state to drive these restaurants out of business, demanding police raids, employment restrictions, licensing laws, and zoning rules.
Chin and Ormonde draw on a rich set of primary sources—including local newspapers, industry publications, union proceedings, and legislative records—to describe a loosely coordinated nationwide effort to use whatever legal tools were at hand to drive Chinese restaurants out of business. As the authors demonstrate, white men and their unions argued that such laws were needed not to protect male workers but rather to protect white women from the allegedly degenerate and “morally hazardous” influences of Chinese restaurants. Restaurants, they argued, posed particular dangers for white women, given the (rumored) availability of interracial interactions, vice, and opium; the presence of curtained private booths only underlined the risks to white women as customers and as employees. The highly publicized murder in 1909 of Elsie Sigel, a white woman found dead in a Chinese waiter’s apartment after what appeared to be an affair gone wrong, exemplified these fears.
Motivated by these arguments, many cities and states tried to ban white women from working in and/or eating in Chinese restaurants. As Chin and Ormonde make clear, white workers’ and their unions’ efforts to restrict Chinese economic activity through legislation were often stymied by political weakness or constitutional limitations. Unions were not always sufficiently powerful to push these proposals through, and even when they were, courts often struck down blatantly discriminatory laws as violations of the due process and equal protection clauses of the Fourteenth Amendment. These decisions (framed around race, not gender, discrimination) build on and complicate the conventional story about late nineteenth-century judges’ concern for property rights and hostility to certain forms of state-sponsored racial discrimination that trampled on these property rights.
But legislative efforts were only one part of this story. Responding to workers’ demands, police used their discretionary emergency authority to raid restaurants, establish curfews, and, on occasion, simply order white women to leave Chinatowns. Lawmakers also used their administrative discretion to make it harder for Chinese restaurants to operate. Although proposals to limit restaurant licenses to citizens often failed, more broadly worded statutes that gave bureaucrats discretionary authority over licenses had the desired result. Bureaucrats denied licenses for Chinese restaurants; courts then generally deferred to these administrative decisions.
The inclusion of both unsuccessful and successful legal efforts allows the authors to tell a story focused less on legal change than on the pervasive political hostility these efforts represented and magnified. Chinese restaurants remained a popular presence in American life, but this regulatory “war” “helped propagate the idea that Chinese immigrants were morally and economically dangerous, and contributed to the passage of the Immigration Acts of 1917 and 1924, which almost completely eliminated Asian immigration to the United States.” (P. 684.) These federal laws took a much broader and more uniform approach to protecting white men’s dominance in the workplace; as the authors argue, “the unions ha[d] their cake and ate it too, as they restricted competition with Asian workers through federal immigration laws, without having to forego the opportunity to eat in Chinese restaurants.” (P. 734.)
The article makes a compelling case for studying unsuccessful legal reform alongside successful efforts and for including police enforcement practices (not just laws on the books) in this story. Taken together, Chin and Ormonde demonstrate just how much effort unions dedicated to driving Chinese workers out of one of the few areas where they had found success. The authors argue that this research fills in a gap in scholarship on Chinese restaurants specifically and Asian American history generally; although the article is less grounded in other areas of scholarship, it is also a useful contribution to existing research on labor history, gender history, immigration history, and the Progressive era more generally.
The authors conclude by comparing these efforts to more recent state and local ones targeting immigration. “The failure and unconstitutionality of local measures did not make political impulses disappear; rather, it channeled them to the branch and level of government with the power to act, just as the drumbeat of the economic and moral danger posed by Chinese restaurants and other Asian activities—and the inability to regulate them at the state level—contributed to a climate in which Asian exclusion dramatically expanded in 1917 and 1924.” (P. 735.) And by drawing this link between local and federal action, the article demonstrates the importance of studying reform efforts at different levels of government and across multiple jurisdictions. Legal historians already do this, of course; studies of railroad and antitrust regulation in the late nineteenth century, for example, demonstrate how (and why) reform pressures began in the states and then moved to the federal level. Chin and Ormonde, however, tell a broader story of anti-Chinese lawmaking that ties local restaurant regulation to federal immigration law—to fascinating effect.
When it comes to immigration to the United States in the twentieth century, there is little question that Mexico has been by far the most important sending country. Colonial conquest and domination, geographic contiguity, cultural links, wealth differentials, state policies on both sides of the border, and the pressing needs of Americans and Mexicans have made it so. We have yet to come to terms with the full significance of the impact of twentieth-century Mexican immigration on the United States’ demographics, politics, economy, society, and culture. What we do know, however, is that U.S. immigration law took form in the twentieth century in significant part to encourage, restrict, manage, and respond to migration from Mexico. Since the 1920s, border control has largely concentrated on the United States’ southern border. Mexicans have peopled all of the myriad legal categories into which twentieth-century immigrants have been slotted: non-immigrants, temporary workers, legal immigrants, and “illegal” immigrants. The debate over undocumented migrants, it scarcely bears mention, rages in Trump’s America, and the xenophobes’ target is Mexico.
Ana Raquel Minian’s important book, Undocumented Lives, provides crucial context to the figure of the Mexican undocumented migrant. Although her story begins earlier and continues after, Minian’s focus is on the period from the mid-1960s, when the bracero program ended, to the mid-1980s, when the U.S. government extended an “amnesty” to undocumented migrants but also closed the U.S.-Mexico border, making what had hitherto been a back-and-forth circular migration of the undocumented between the two countries much more difficult. Undocumented Lives covers a vast range: state policies in Mexico and the United States; explorations of the everyday lives of undocumented migrants and their communities in both countries; and the strategies undocumented migrants employed to win rights and protections for themselves in the United States. One of its goals is to represent undocumented Mexican migrants to the United States as “in between peoples” of a sort, fully incorporated in neither country, suspended in a state of rejection by both, but nevertheless forging a precarious identity. In what follows, I discuss three important contributions of the book and offer some observations about each.
First, as part of its attempt to represent Mexican undocumented migrants as “in between peoples,” Undocumented Lives shows how state policies and practices on both sides of the border have produced the Mexican undocumented migrant. Minian argues that, even as the United States sought to manage Mexican migration by proliferating legal and illegal statuses under immigration law, the Mexican government altered its policies towards its own migrating citizens. In the early twentieth century, the Mexican state sought to deter out-migration, seeing its population as a resource. When it did support out-migration to the United States, especially as part of the bracero program, it was primarily because of the benefits that returning migrants would supposedly confer on Mexico. As Mexico’s mounting economic problems made it clear that there were few opportunities for returning migrants, however, the government altered its position. By the 1970s, Mexican officials had come to understand (and rely on) out-migration to be a critical safety valve for the country’s socio-economic difficulties.
This is an important insight. However, while Minian’s characterization of Mexican undocumented migrants as rejected by both countries is compelling, it might also have limits. How might we situate her characterization in relation to the ways in which other sending countries imagine and instrumentalize their emigrating populations, whether as a “brain drain” or as heroes earning money in hard currency or as the release of a safety valve or as social problems to be removed or as a combination of all of the above?
Mexico’s attitude towards its emigrating citizens, one suspects, might not be that unique. Neither does Mexico’s failure to incorporate its poorest citizens into polity, society and economy—something Minian emphasizes to support her argument–distinguish it from many countries. Most poor countries, to say nothing of many richer ones like the United States, fail in similar ways. Is it appropriate to represent a failure to extend the social safety net as tantamount to a rejection of citizens? More to the point, it is not so clear that Mexico did reject its emigrating citizens. Unlike a country like Cuba that makes it difficult for its outgoing nationals to return, there is no question that Mexico was always willing to abide by its international law commitments and take its citizens back. Indeed, the Mexican government was often quite vocal in arguing for the protection of its nationals in the United States. It is also surely a detraction from Minian’s reading that the Mexican undocumented migrants she discusses never ceased to claim Mexico in all kinds of ways, which suggests that they did not necessarily see a lack of opportunity in Mexico as equivalent to a rejection by Mexico.
Second, Undocumented Lives offers important insights into the lives of Mexican undocumented migrants vis-à-vis the communities they left behind in Mexico and those they formed in the United States. Some of Minian’s insights are familiar from other studies of undocumented (and other) migrants in the United States: their relationship to public spaces, their sense of being trapped, their experiences of exploitation and fear, their participation in fraternal organizations contributing to the renovation of their communities “back home.”
Minian’s most fascinating insights (at least for this reader) are those relating to the interplay between U.S. immigration law and border control, on the one hand, and the shape of migrant communities in Mexico and the United States, on the other. Minian argues that, so long as circular migration between the United States and Mexico was relatively easy, undocumented migration was overwhelmingly male and straight. Married men were under special pressure to leave because they had dependents to support. Minian’s side argument that queer Mexican men were less likely to migrate—offered up as a correction of sorts to the conventional narrative of queer migration to the anonymity of non-familiar and urban settings—is intriguing but raises too many questions to be taken as a major sociological observation (relatively small sample size, the difficulty of knowing how many homosexual men were likely to get married, attitudes towards homosexuality in Mexico at the time, etc.).
But Minian’s main point is that the migration of married men bore consequences for the wives they left behind: such women were compelled to restrict their outdoor activities for fear of being tainted with the brush of marital infidelity. The absence of Mexican men thus reinforced patriarchal control of women by their absent husbands and other males in the community. Gradually, however, the situation changed. The end of the bracero program in 1964, combined with the institution of country quotas for Mexico, increased the number of Mexicans entering the United States “illegally.” Even so, while border control remained light, circulation across borders remained a viable option for men. But the closing of the border in the mid-1980s as a consequence of heightened immigration control changed the nature of Mexican migration and hence the structure of communities on both sides of the border. As the circulation of male migrants became harder, the incentive for women and children to migrate grew. Thus, Minian argues, it was the Reagan-era “amnesty” for undocumented migrants combined with tightening of border controls that led to the wholesale transplantation of Mexican families to the United States. Minian’s sophisticated sense of the dialectic between restriction and migration, reminiscent of the work of immigration historian Mae Ngai, is one of the great strengths of this book.
Finally, Minian devotes considerable attention to the strategies that Mexican undocumented migrants employed to win greater rights for themselves in contexts ranging from workplace rights to education for their children. Their struggles brought about a gradual alteration of attitudes among U.S. labor organizations, Mexican American organizations, and the Mexican government itself. Interesting in this regard is how Minian characterizes what a socio-legal scholar might call Mexican undocumented migrants’ “rights consciousness.” In her telling, many Mexican undocumented migrants seem to be imbued with the sense that their long presence and hard labor in the United States—in short, their contributions to U.S. society and economy–entitle them to rights and protections. This is consistent with how many immigrant rights advocates have represented, and continue to represent, the claims of the undocumented. However, as Minian surely knows, a gulf yawns between undocumented migrants’ own sense of entitlement and the attitudes of those opposed to undocumented migrants, a group with considerable power in the United States today, who insist upon a kind of foundational illegality associated with the act of crossing the border without authorization that should entitle undocumented migrants to nothing.
How might this gulf be narrowed? One way is clearly to make the xenophobic camp realize that illegal presence does not in and of itself imply a complete absence of rights and protections. To endorse the extreme xenophobic position would be to go against principles at the core of the United States’ legal and political traditions. But neither does illegal presence in and of itself confer the full panoply of rights. In this regard, it might be interesting to learn more about undocumented migrants’ complex relationship to legality, how they respond to the charges of those opposed to them, how they characterize the claims of other migrants (especially more recent arrivals), and how, as a result, we might think about the broader question of how political and legal claims come to be associated with territorial presence.
Minian has written a significant book that covers a vast range of topics and mines a variety of sources. While showing how state policies produce individuals and communities, it humanizes the figure of the Mexican undocumented migrant at a time when xenophobic rhetoric in the United States is at its height. Undocumented Lives deserves a wide readership.
In Locking Up Our Own: Crime and Punishment in Black America, James Forman, Jr. shows how African American voters in Washington DC lobbied for longer prison sentences and more police officers. Forman’s argument complicates the story told by Michelle Alexander in The New Jim Crow: Mass Incarceration in the Age of Colorblindness, which is that white conservatives increased prison sentences and police in order to impose a new system of racial control on black Americans, all under the rubric of a War on Drugs. Underlying Alexander’s argument is the claim that African Americans were not in fact the primary consumers of drugs in the United States; whites were, though they suffered comparatively lower rates of incarceration and arrest.
Forman concedes Alexander’s point about white drug use, but argues that African American leaders played a significant role in the rise of mass incarceration. As he tells it, problems with narcotics coincided with a proliferation of firearms. Guns became the weapon of choice for drug distributors, who turned to crime out of economic necessity and used extreme violence to eliminate competitors, increase market share, and create an illicit, street level, drug market. This market driven violence, maintains Forman, became so intolerable that African American majorities voted for higher prison sentences and more police, effectively joining white conservatives in what Alexander has termed “mass incarceration.” Rather than a coordinated, right wing plot, however, Forman suggests that the story in Washington was a tale of incremental choices by desperate officials who implemented radical policies that had unanticipated effects.
This is important. Forman’s story presses us to look more closely at the causes of crime in the United States in the 1960s and 1970s, and his well-researched, rich description of debates within the DC’s African American community about crime suggests that both cultural and structural forces contributed not only to mass incarceration’s rise, but its inevitability.
As startling as this may sound, Forman’s account actually dovetails with other work on the spike in crime in America in the 1960s and 70s, among them criminologist Barry Latzer’s 2017 book The Rise and Fall of Violent Crime in America. According to Latzer, two factors explain the rise of violent crime in places like Washington DC in the late 1960s and early 1970s. The first was the baby boom, which led to a surge in the number of young men – white and black – nationwide. The second was the Great Migration, the departure of six million African Americans from the rural South to the urban North between World War I and 1980. Southern migrants, argues Latzer, brought with them a culture of honor and violence that they had learned from southern whites – a culture that then exploded, like a bomb, in American cities.
Professor Forman’s study raises questions about this thesis. If southern migrants brought a culture of violence with them from the Deep South, why did a majority of those migrants become intolerant of violence? Why, in other words, did black southern voters demand increased prison sentences and more police? Why not settle scores on their own, Andrew Jackson style, with their guns?
Forman provides an intriguing response. He suggests that African Americans brought with them not a culture of crime and violence, but a culture of anti-violence and crime control. Black ministers, argues Forman, along with their congregations, viewed the rise in urban crime through a rural, Biblical lens. As white liberals lobbied for treatment as the solution to the heroin epidemic, for example, black ministers balked, opting instead for punishment. And as white liberals lobbied for decriminalization of substances like marijuana, black ministers balked again, arguing for prohibition. Both stances were classic evangelical Protestant positions, positions that actually united Protestants, white and black, across the South and Midwest. This is an important contribution, for it helps to further explain links between the white rural and suburban conservatives in Alexander’s New Jim Crow, and the black urban majorities in DC. Both were Protestant, both were socially conservative, and both were prone to viewing the problem of drugs and crime through the lens of personal moral choice, punishment, and Prohibition (Remember, evangelical Christians, Baptists in particular, endorsed abstinence not simply from alcohol but also narcotics).
American tendencies to view crime through the lens of personal moral choice, and crime control through the lens of Old Testament punishment – both stories that Forman tells – yields a paradox. At the heart of our system of punishment, lies our commitment to liberty. Most Americans view crime as a matter of personal moral responsibility, a position reflected in the criminal codes of all 50 states, and also the Constitution of the United States, which protects liberty against government intrusion, but provides no protection against poverty, joblessness, homelessness, or any of the other structural causes of crime.
Take the rise in violent crime in the late 1960s and 1970s. According to historian Tom Sugrue, the conditions that led to the urban crisis in DC – and other American cities in the 1970s and 80s – had less to do with personal moral choice than with major demographic and economic shifts in the United States. The first, he argues, was the Great Migration.. Instead of dealing with this shift structurally, however, policy makers dealt with it as a matter of personal choice. No public or private agency was created to assist migrants procure housing, find jobs, or receive health care or job training. No agency was created to provide child care, elder care, or anything else that the migrants might have needed. Instead, Americans viewed the move simply as a product of personal moral choice.
Then, according to Sugrue, the very people who could have provided job training, health care, housing, and employment, the middle class and affluent residents of American cities, got in their cars and drove away. This shift, white flight, was also unmanaged and unregulated. White urbanites took their skills, their training, and their tax dollars to suburban enclaves, draining cities of resources and limiting the options available to black elected officials in places like DC. Forman notes this in passing, arguing that African Americans did not simply want police and prisons, they wanted services – in essence a Marshall Plan – but city coffers had been drained.
Then came the final blow: deindustrialization. Just as African Americans poured into cities and white tax dollars left, argues Sugrue, the factories closed. At this point, things became desperate. For some, crime ceased to assume a negative moral connotation and actually became a rational choice, a means of survival in an environment that provided no safety net. For others, an aggressive response to crime became an imperative. But the options available were limited. City coffers were empty, but state and federal dollars were available for law enforcement – in part because rural and suburban whites shared the same Old Testament values as urban blacks.
Blacks locked up their own, yes, because they had no other choice.
Editor’s note: For a previous review of Locking Up Our Own: Crime and Punishment in Black America see: Christopher Slobogin, The Causes of Punitiveness, JOTWELL (July 17, 2017).
I am probably too early in my career to recognize a watershed piece of scholarship, but this sure seems like one to me. In her most recent article, Maggie McKinley traces the origins of the administrative state to the historical practice of petitioning Congress for relief, as protected by the Petition Clause of the First Amendment. She details how Congress afforded petitions important procedural protections, and tells the story of how Congress eventually “siphoned off” its responsibility for resolving these petitions to boards, commissions, and other ad hoc bodies that became the foundation of the modern administrative state. Her overarching thesis is that the petition process reveals a constitutional obligation originally located in Congress, and now located in the administrative state, to ensure individualized and meaningful participation in federal lawmaking.
This thesis is, among other things, a breath of fresh air in a heated yet stale debate about the constitutional validity of the administrative state. As Kristin Hickman recently surveyed for Jotwell, this debate has fixated for decades on whether or not we can assume the constitutional validity of the administrative state from either its existence or its practical necessity to modern life. McKinley offers what I think is a truly novel argument to this contest: that the constitutional basis for the administrative state is at least partly rooted in the First Amendment’s right to petition the government. Drawing on a wide range of sources from Founding-era practices to legal process theory, her insights will interest readers on all sides of this debate.
The foundation of McKinley’s article is the Congressional Petitions Database, an original dataset compiled by McKinley and her research team at the North American Petitions Project. Drawing on congressional records, they created “a comprehensive database of all petitions introduced to the Congress from the Founding until 1950 for the Senate and from the Founding until 2013 for the House of Representatives.” (P. 1630.) This database allowed McKinley to observe trends and draw conclusions about the petition process for, as far as I know, the first time in legal scholarship. It serves as the basis for the first half of McKinley’s article, which introduces the petition process and tells the story of how that process “evolved” into the modern administrative state.
Undoubtedly, one of the lasting contributions of McKinley’s article will be her descriptive account of the petition process. The practice was as foreign as it was interesting to me. Petitions were individual requests for action from Congress. Petitioners requested everything from a pension, to comprehensive regulation of the boiler industry, to resolution of a private claim against the government, to declaration of a national policy against the slave trade. Importantly, people who otherwise had no meaningful access to Congress could submit petitions, including noncitizens (American Indians), non-voters (women), and political minorities (freed slaves). The petition process offered these groups constitutionally-guaranteed access to the lawmaking process of their government.
Congress took its role in resolving petitions quite seriously and afforded them particular process. A petition took a specific form, and you typically sent your petition to your local representative or senator. He or she would then read your petition into the congressional record, which made your petition the public business of Congress. Petitions were placed on a docket that tracked their disposition and resolution over time. Typically, a petition was then sent to committee for a recommendation to Congress on how to resolve it.
The breadth and character of what happened next would shock the conscience of any strict departmentalist or separation-of-powers puritan. The committee itself might engage in some fact-finding. (P. 1563.) Or it might send the petition to executive officers like the Secretary of Treasury or Secretary of War “for review, investigation, and reporting.” (P. 1569.) Or it might enlist a federal court or even a state court (!) to help process the petition. (P. 1617.) McKinley found examples of each of these and more in her review of the Congressional Petitions Database, demonstrating that the type of lawmaking spurred on by the petition process looked quite different from the “legislative” process as we think of it today. While the petition process might end with a recommendation for a general law sent to the floor of Congress, “more often, resolving a petition involved what would today be perceived as nontraditional lawmaking”—namely, things that were not “legislative acts” and therefore did not require bicameralism and presentment. (P. 1563.) Yet all “were viewed as equally within Congress’s power to control” at the Founding. (Id.)
McKinley explains that petitions “dominated Congress’s docket until well into the twentieth century.” (P. 1617.) But as the country became more complex and suffered its wars, Congress increasingly “siphoned off” its responsibility for resolving petitions to more permanent administrative bodies. (P. 1579.) McKinley walks through three case studies to show how this story played out in subjects that we typically associate with administrative law: adjudication of individual claims (using the Court of Claims as an example), the provision of public benefits (the Bureau of Pensions), and nationwide regulation (the Interstate Commerce Commission). McKinley argues persuasively that this shift is essential context for understanding both the Administrative Procedure Act, which codified best practices Congress had developed in processing petitions, and its less-familiar companion the Legislative Reorganization Act, which dismantled what remained of the congressional apparatus for processing most petitions. As McKinley tells it, Congress converted the formal petition process into the administrative state, leaving any remaining access to lawmakers to the grey world of lobbying (which is a subject of McKinley’s research elsewhere).
McKinley draws two broad theoretical lessons from her observations about the evolution of the petition process. First, we should be thinking about agencies as an extension of Congress’s constitutional obligation to ensure participation in the lawmaking process, rather than as an extension of Congress’s Article I lawmaking power. For example, she recommends renaming the administrative state the “participatory state” to emphasize its role in guaranteeing “a formalized voice for individuals and minorities” in the lawmaking process over bureaucratic administration. (P. 1538.) This change in perspective, she argues, would help rebut the narrative that agencies are inconsistent with the limited-government principles of the Founding era and grew, weed-like, from managerial impulses of the New Deal.
Second, McKinley argues that the petition process reveals fundamental defects in legal process theory—namely, the theory’s strict approach to separation of powers and Footnote-Four-style reliance on the judiciary to protect political minorities. The petition process reveals, respectively, that American governance regularly crossed any boundaries between the branches, and that Congress has its own constitutional duty to ensure political minorities (and even non-citizens) have access to lawmaking. McKinley’s criticism of Hart & Sacks is particularly humbling, noting that neither “had actually spent much time working in Congress,” so their view of the legislative process as essentially majoritarian “reflected no firsthand experience.” (Pp. 1609-10.) But, McKinley maintains, modifying legal process theory to incorporate the lessons of the petition process can help reinvigorate that model with a spirit of democratic proceduralism and resist efforts to disassemble “the participatory state” out of fidelity to a strict separation of powers.
Finally, McKinley offers two concrete examples of how her insights should change case law. First, courts should not follow INS v. Chadha because the petition process—which did not necessarily require bicameralism to act on a petition—demonstrates that the Court’s reasoning for striking down the legislative veto was wrong. (Pp. 1621-22.) Second, courts should flesh out the doctrine of “administrative due process” into a “quasi-procedural due process right of the kind promised by the Petition Clause.” (P. 1623.) On that score, McKinley critiques Mathews v. Eldridge for grounding due process in a utilitarian cost-benefit framework rather than the aspirational values she views as reflected in the Petition Clause: “equality, formality, and transparency.” (P. 1625.)
McKinley’s points on Chadha and due-process balancing are well-taken, and certainly don’t lack for ambition. But they are eclipsed by her “excavation,” as she put it, of the petition process and its particular view of Congress. I keep returning to this article with the feeling: this changes everything. Not just Congress’s relationship to administrative agencies, but also the courts’ relationship to individual rights, due process, and access to justice—both relationships, I’ll readily admit, that I understand through the heavy influence of process theory. But I’m not alone in this boat. Although often implicit, most American lawyers and judges understand the everyday work of our courts through process theory’s take on the separation of powers and judicial review. To shake one is revelatory enough; to shake both makes you worry that the whole thing is going to come apart. It’s that feeling that leads me to believe rethinking Chadha and due-process balancing—again, no small feat—is only the beginning of what McKinley’s work can accomplish.
By coincidence, I was reading Kathleen Belew’s book, Bring the War Home: The White Power Movement and Paramilitary America, the same week I read Jill Lepore’s recent article, The Rise of the Victims’-Rights Movement, in The New Yorker. The overlap was striking and well worth the consideration by legal historians.
Belew’s recent history is about the rise of a white power network across the United States in the years since Vietnam. It explores, through the study of a series of incidents, how a number of seemingly separate white supremacist groups came together, first on the ground and then through the internet. As Belew traces the network’s increasingly violent acts against those it considered outsiders, she shows why its racial view of the world (with its neat categories of “us” versus “them”) ultimately led it to declare war on the federal government in the early 1980s. In the process, she also describes the series of tactical decisions (and missteps) by federal prosecutors that led the government to underestimate and understate the extent of the white power movement. Her book’s great strength is revealing that network’s breadth across time, space, and a series of events culminating in the Oklahoma City bombing in 1995 (the epilogue ties the events in the book to the shooting at Emanuel A.M.E. church in Charleston).
This is a troubling book for many reasons, not just because of the scope of the white power network it reveals, though that is both disturbing and an important corrective to the insistence that white terrorists are “lone wolves” who act spontaneously and independently of one another. The book also brings the world of the white power movement home in another, very concrete way: in the week marked by yet another high school shooting, this one in Santa Fe, Texas, it was unsettling to read about Santa Fe’s connection to Klan rallies and white power activists in the late twentieth century. Many places have troubling histories and I do not mean to suggest in any way that the recent events in Santa Fe are less horrific because of events in the town’s past. But that connection, and Belew’s book more generally, raises questions about how the elements of United States culture that valorize violence and draw ready distinctions between the deserving “us” and the less deserving “them” (or between people and animals, to use an even more recent variation on the theme) contribute to mass shootings.
There are a number of points of overlap between the white power culture, as it is explored in Belew’s book, and the culture of the victims’-rights movement that Lepore’s article explored. At its broadest, Lepore’s article takes a fascinating look at the rise of victims’-rights theories in criminal justice. The book argues that the victims’-rights movement arose from a mix of feminist activism on behalf of women who were traditionally silenced in rape trials and conservative push back against the due process revolution put in motion by the Warren Court. But to unpack that story, she looks closely at the treatment of victim’s rights in the Oklahoma City bombing case, a trial (and event) that Belew examines closely as well.
In their treatment of the case, both Belew and Lepore touch on an issue that appears frequently in Belew’s book—the degree to which white power advocates like Timothy McVeigh justified their violence in terms of avenging victims, specifically white victims, of the government. Lepore quotes McVeigh as saying that he bombed the Murrah federal building because the federal government, which had failed to prosecute the government agents involved in Waco, “failed the victims who died during that siege.” (Lepore, P. 52.) Belew’s book tracks similar sentiments across the decades, from Louis Beam, who rallied whites in Texas to oppose and attack Vietnamese shrimpers whom he believed were getting welfare from the federal government while destroying white fishing interests and used similar language in talking about Waco, to Dylann Roof, who wanted to bring about a race war because Blacks were killing whites, raping white women, and taking “over our country” without being stopped by the government.
Belew treats the trajectory of white power victimhood as a shift from attacks on the other to a declaration of war against the federal government. It appears, in that sense, to be a rejection of the constitutional order. But read in light of Lepore’s article, the trajectory Belew sketches looks more like a shift to a perpetual and all-encompassing state of self-defense necessitated by the (temporary) failure of the government. The government is not so much the enemy as it is a failed state that has been unable to prevent the victimization of whites. Implicit in that are two constitutional theories: First, that the government would right itself if it understood its proper role in the racial order. And second, that so long as the government fails, the sovereign (and white people) have a right to defend themselves.
In that respect, Lepore’s article suggests that we might view Belew’s subjects as making a constitutional (as opposed to racial) argument. And Lepore also offers us a way to do so, noting that new theories of the Second Amendment arose in tandem with the rise of victims’ rights rhetoric. Although her article does not elaborate the point at length, Lepore suggests a strong connection between the two, seeing both as part of “a set of arrangements under which what was once a civil society has become a state of war.” (Lepore, P. 55.) The subjects of Belew’s book clearly made similar connections. In fact, as Belew points out, McVeigh began to plan the attack on the Murrah Federal Building just weeks after expressing exasperation (“What will it take?”) about the passage of the Violent Crime Control and Law Enforcement Act in 1994, a law that banned the use of nearly twenty different semiautomatic weapons. (Belew, P. 220.)
The idea that the people, or some of them, have a right to take the law into their own hands when the government fails to act has a long history in the United States, as does the idea that they have a legal, even constitutional, right to do so. The recent works by Belew and Lepore show those ideas still resonate and how they express themselves today.
Cite as: Elizabeth Dale, Victims’ Rights and White Power, JOTWELL (July 13, 2018) (reviewing Kathleen Belew, Bring the War Home: The White Power Movement and Paramilitary America (2018); Jill Lepore, American Chronicles: The Rise of the Victims'-Rights Movement, The New Yorker 48 (May 21, 2018)), https://legalhist.jotwell.com/victims-rights-and-white-power/.
My mother, a life-long New Yorker, was an opinionated person. There were certain politicians she didn’t like, and, if they came up in conversation, she would not hesitate to tell you so. At the top of this list was Richard Nixon—hardly a surprising entry considering my mother’s identity as a postwar, Jewish liberal. (I don’t think Nixon would have liked my mom very much either.) Not far below Nixon was Gerald Ford. His greatest crime, of course, was pardoning “that sleazy bastard Nixon.” Ford’s perfidy, however, also hit closer to home. In 1975, as my mother’s beloved city spiraled closer and closer to bankruptcy, Ford refused to allow the use of federal resources to help New York weather its financial woes. “Ford to City: Drop Dead,” read the New York Daily News’ infamous headline after Ford announced that he would veto any federal legislation that would “bail out” the City. New York’s fiscal crisis cost my father his job at the City University of New York, so, as far as my mom was concerned, the “Drop Dead” was aimed at our family.
When it came to New York’s fiscal crisis, Ford was not the only politician who earned my mother’s scorn. A large portion of it was reserved for a man who could not have been more different from the tall, athletic, Midwestern president: Abraham Beame, the petite, uncharismatic accountant who had the misfortune to be the mayor of New York City when the crisis peaked. According to mom, it was Beame’s incompetence, his tolerance for profligate spending, and his subservience to both the corrupt Democratic political machine and municipal labor unions that brought New York to the brink of ruin.
Kim Phillips-Fein’s marvelous book, Fear City: New York’s Fiscal Crisis and the Rise of Austerity Politics, argues that my mother’s view of the crisis, which has become the received wisdom, is incorrect. She provides a detailed history of New York’s financial woes. The City, she explains, was committed to promoting social-democratic urbanism by enacting programs that promoted economic egalitarianism. These programs—free higher education, a massive city-funded system of public hospitals, cheap mass transit, for example—were expensive, but they did not cause the fiscal crisis. Instead, Philips-Fein argues that it was a combination of external circumstances (the end of the postwar economic boom, deindustrialization, and changes in securities markets) and the ideological desires of Republicans in the Ford Administration that drove New York to the brink of bankruptcy. Desperately in need of financial resources, the City was forced by Ford to cut its budget dramatically in exchange for the short-term loans that saved the City from bankruptcy.
Fear City also recounts how elites within the City used the crisis to create a new model of urban governance that emphasized austerity and government promotion of private economic development. This model, Phillips-Fein argues, has come to define our contemporary assumptions about the proper role of government. She demonstrates that these assumptions were justified by a morality tale about the fiscal crisis that was constructed by enemies of postwar liberalism. Leading this group were the austerity scolds of the Ford Administration, in particular, Chief of Staff Donald Rumsfeld and Treasury Secretary William Simon. Rumsfeld and Simon were intent on advancing a conservative, anti-statist political agenda by blaming the City’s financial woes on irresponsible government spending rather than on external structural changes in the economy. These fiscal conservatives were joined by right-wing moralists (think Pat Buchanan and Midge Decter), who decried the enervating effect of the “entitlement culture” created by the City’s generous social welfare programs. This narrative was then embraced by both local financial elites, who benefited tremendously from the new, low tax, “business friendly” policies of the City (Phillips-Fein demonstrates how a certain orange-haired son of a racist New York real estate developer benefited tremendously from the new financial order (pp. 257-60)) and “New Democrat” politicians (typified by Beame’s successor, Ed Koch), who rode to power attacking the social-democratic aspirations of their elders as hopelessly naïve and financially ruinous.
Fear City is, first and foremost, a political narrative—a gripping story, propulsively told. It is, of course, populated with the obvious characters: federal, state, and local politicians; New York business elites; powerful municipal union bosses; City bureaucrats. Phillips-Fein does not, however, limit herself to the politics that occurred in the halls of power. The book teems with grassroots activity. As the fiscal crisis forced the City to gut its public services, many New Yorkers rose up to defend their beloved institutions, be it a firehouse in working-class Williamsburg, Hostos Community College in the South Bronx, or Sydenham Hospital in Harlem. Phillips-Fein’s narrative thus forms around the push and pull that City officials were subjected to in the middle of the 1970s. Federal officials and the City’s elites demanded austerity, no matter the impact on the lives of New Yorkers. At the same time, those New Yorkers defended the services that they had come to depend on for their health, their safety, and their livelihoods. Phillips-Fein demonstrates that these New Yorkers lost this fight. Social-democratic New York—with its cheap transit fares, its free higher education, and its unparalleled public libraries—vanished. What replaced it was a city run for the benefit of corporate and financial elites. While New York is now portrayed as “the model of postindustrial urban triumph,” Phillips-Fein argues it is also a city of massive wealth disparities, crumbling infrastructure, and a shattered social contract. (P. 306.) As such, New York City is representative of the United States as a whole. It was a canary in the coal mine, the first victim of the ascendance of a new, austerity-oriented, privatized political economy over the egalitarian ambitions of postwar liberalism.
Fear City is not only a page-turning political history of the fiscal crisis. Phillips-Fein has also written an exceptional piece of legal history. Indeed, law courses through the veins of this book. Be it bankruptcy law, the law of municipal finance and taxation, or constitutional law, legal concepts are the armature upon which the story of the fiscal crisis hangs. Was the City approaching constitutionally mandated debt limits? Could the City legally suspend payments on municipal bonds to encourage investors to purchase state-backed debt instruments that would prop up the City’s failing finances? Did the advice of elite lawyers undermine the faith that banks had in municipal debt? What were the legal requirements of the budgeting process? One of Phillips-Fein’s triumphs in Fear City is to describe how the answers to these questions shaped the political narrative of the fiscal crisis.
Similarly, the story of the solution to the fiscal crisis sits on the boundary of legal and political history. New York State established hybrid municipal-state agencies to issue debt and control the fiscal operations of the City. The federal government’s support of the City was conditioned on the legal and constitutional authority of these novel agencies to assume control over the local policymaking. Then, as the crisis subsided, the City created new agencies—some public, other public-private hybrids—that implemented the new political order that combined austerity in traditional city programs with generous incentives for private economic development. Thus, Phillips-Fein’s story not only shows how law and legal actors were an integral part of the history of the fiscal crisis. She also demonstrates how the broad political shift that sits at the center of Fear City—from social-democratic liberalism to a privatized, market-driven political economy—required the creation of novel legal and administrative institutions.
This fact—that particular visions of urban governance come with their own novel legal institutions—is an obvious law and society platitude. Yet legal historians have not explored this intersection of urban history and legal history. Cities have often been a source of political and legal innovation. Phillips-Fein demonstrates this with respect to social-service provision and government finance, but it is also true in many other policy areas: civil rights, the environment, education, public health, and economic development, to name only a few. Cities were institutional innovators as well. Phillips-Fein describes the various administrative manifestations of the fiscal reforms imposed on New York City. Each earlier era of reform spawned similar municipal institutional innovations, be they the bridge and tunnel authorities of the Progressive Era, the housing authorities of the New Deal, or the human rights commissions of the postwar period.
This abundance of law at the local level suggests that legal historians should spend more time studying cities. Twentieth-century American legal historians tend to focus on law-making by the federal government, or on high-profile doctrinal areas, such as constitutional law, that are not directly related to the governance of American cities. Additionally, the legal history of cities is very much a history focused on administrative agencies and administrative law, both subjects that, until recently, legal historians have shied away from. Indeed, even the more recent interest in the administrative state has not focused on cities. Legal historians are “bringing the state back in,” but we have left out the smallest units of government, particularly as we study twentieth-century legal institutions. We need to devote time and resources to studying local governments lest we miss an important location of state-building and policy creation. Fear City is a model of how this can be done, and it demonstrates the enormous dividends to be had by doing so.
The Inns of Court have long interested legal historians, particularly those who study the history of the legal profession. The fact that the Inns were sites of tremendous literary activity is not something that receives a lot of attention in the older legal histories of the Inns (e.g., those written by legal historians such as John Baker and Wilfred Prest). Scholars who do focus on the literary aspects of the Inns tend to be interested in those literary dimensions rather than the law, a tendency that Jessica Winston avoids by focusing squarely on legal professionalization and its link to literary activity. Winston’s book argues that the interconnections among literature, law, and politics at the Inns of Court are best explained by the increase in law-related positions in the growing administrative state in early modern England and the connection contemporaries made between literary skills and fitness for these jobs. Lawyers at Play elegantly traces the way that a group of individual men at the Inns in the 1550s and 1560s used the skills they learned at grammar school in poetry-writing and in translating plays and other works to recommend themselves for those new positions. Rather than focusing on the literary stars of the Inns from the 1590s and 1600s such as William Shakespeare, Winston shifts the focus to an earlier time period. These relatively unknown individuals, unknown at least to those who are not literary scholars of Renaissance England, set the stage, as it were.
When explaining why lawyers-in-training lived cheek by jowl with those pursuing drama and poetry, other scholars have tended to satisfy themselves with ideas about what London generally was like during the height of the Inns. So, for instance, Phillip Finkelpearl, author of an excellent book on the important playwright John Marston who lived at Middle Temple in the 1590s, focuses on the fact that a severe housing shortage in London led poets like John Donne and playwrights like Marston to live alongside those pursuing a legal education at the Inns. The lusty and lively environment of Elizabethan London, it is conjectured, led/misled many of those would-be lawyers into literary pastimes, for example, attending and participating in elaborate revels and masques—some written by Shakespeare.
However, no one, until Winston, has pushed beyond the general environmental/geographical point to explore what exactly the connection was between literary activity at the Inns and why it was so intense at some moments and less so at others. Yes, it was London and yes, it had a vibrant intellectual scene, but that was true before the 1550s and remained true after. The “playing,” or literary activity, was not at the Inns to any great extent before the mid-sixteenth century. It greatly diminished by the 1570s and disappeared by the mid-seventeenth century. “If the locality and intellectual climate of the Inns did not change dramatically over time, what accounts for these phases in literary activity? What else fostered the development of literary clusters at the Inns at particular moments?” (P. 45.) Winston’s answer is legal professionalization, specifically, the wide array of legal positions that became available in the 1560s in the Elizabethan administrative state and a perceived connection between literary skills and fitness for those offices.
The first noteworthy feature of Winston’s approach, which I must highlight because it is deployed so effectively, is her use of prosopography, or collective biography, working with a generational group from the 1550s and 1560s rather than a single individual such as Marston. (See p. 49.) Winston emphasizes that this was the first generation to have received a thoroughly humanistic education at grammar school, one that emphasized classics, rhetoric, and service to the commonweal. This fact turns out to be important, as these young men brought habits of mind from that earlier education to the Inns, where they created a new habitus (to use the phrase from Pierre Bourdieu that Winston borrows—see p. 32.) ”[T]he daily drills and corporal punishments of grammar school education inculcated a set of behaviors, preferences, and habits of comportment, experienced and re-enacted in the habits of mind, dispositions, and even the bodily carriage of the students themselves. The customs and tastes—the habitus—of the grammar school were engrained at a corporal and psychic level.” (P. 55.) These men were, Winston writes, “mainly twenty-something, non-aristocratic, university-educated, Protestant, junior members, who turned to literature as part of a career trajectory that aimed for positions in law, at court, or elsewhere in the bureaucratic infrastructure of the Elizabethan state.” (P. 7.)
This was a time of rising litigation rates and a growth in administrative roles across England that required at least some legal knowledge. Employment opportunities in other sectors such as the Church had diminished. Students at the Inns mobilized the literary skills they learned in their classical educations to demonstrate their fitness to enter into what Winston calls “the legal magistracy.” Positions were available and lawyers were needed, creating “an important exception to the otherwise timeless gripes about lawyers.” (P. 57.) Justices of the peace or magistrates, town recorders, and other civic office holders were in great demand. It was more important that these men be virtuous than that they have technical legal knowledge or skills. (See pp. 221-22.) Involvement with literary works that discussed virtue was taken as a demonstration of virtue, thereby closing the “gap between ideology and practice at the heart of humanist theory.” (P. 54.)
Being a justice of the peace did not involve much poetry writing, hence the gap. However, as Chapter 2 explains, writing poetry that rejected romantic love as dangerous and extoled the virtues of public service demonstrated that the author had at least thought about what kind of virtue made one fit for public office. Winston highlights concerns among some of the chief men in the government about the quality of those taking on England’s administrative positions. And so writers at the Inns took to producing a “literature of magistracy” “to train current magistrates and advise them about their responsibilities, to guide the thinking of magistrates-in-training at the Inns, and also to demonstrate the authors’ commitment to and ethical preparation for being legal magistrates themselves.” (P. 51.) As Winston puts it, “long term trends in humanist education met undersupply of legally trained men to meet England’s litigious and administrative needs.” (P. 50.)
One of the great strengths of Winston’s work is her broad understanding of what constitutes literature—not just a poem or a play but also a treatise or a translation. Consider Chapter 4, which emphasizes how creative the Innsmen’s translations were, taking liberties with the original texts and really making them into their own works. This activity was, Winston explains, a way to transfer “the former political and intellectual dominance of Greece and Rome to England.” (P. 100.) This was seen as particularly important due to the anxiety that existed about England’s lagging behind Continental Europe, especially Italy, which had much more material available in its vernacular culture. (Pp. 114-15.) By translating one of these texts, a member of this particular generational group helped to enrich English vernacular culture (e.g., translating a work in Latin by Cicero into English) and at the same time make himself into (and demonstrate to others that he would be) an ideal magistrate, putting himself in service to the state like Cicero himself. Winston calls this “a double translation: the transformation of the translators themselves and of the political and intellectual state of England.” (P. 100.)
Winston spends a number of later chapters in the book exploring the role of dissent and just how far Innsmen were able to take things “under the cover of fiction” (p. 188) before they would retreat, fearful of repercussions from an increasingly sensitive Elizabeth (at least on matters that touched her unmarried status and the national anxiety relating to the problem of her succession). “Counsel literature” with political content demonstrates that the Inns created what Winston calls “a semiautonomous political space.” (P. 51.) Giving advice to the monarch or her counsellors shows that the Inns were developing their own corporate or collective identity as a space separate from and independent of court and Crown. The Inns had their own jurisdictions with their own ways of doing things and understood themselves and were received in that way by audiences. (Pp. 197, 216.)
Winston concludes her book by stating that “[t]he full story of law and literature at the Early Modern Inns of Court remains to be told.” (P. 225.) However, she has amply demonstrated that “literary activity [at the Inns] intensified at crux moments in the transformation of the legal profession.” (Id.) Hence, there was a logic to why the activity appeared and receded which was previously unappreciated and unexplained. Winston’s book demonstrates what it set out to prove, namely, that “at the Inns of Court literary play was the unacknowledged but ever-present associate to the common law in the history of early modern legal professionalization.” (Id.) It is a new must-read for those interested in the history of the common law and the Inns of Court.
Scholars from a variety of disciplines have begun to explore what they see as the lost virtues of political economy. In its broadest conception, this term is meant to capture the basic truism that any study of politics or economics should reflect their mutually constitutive character. A renewed interest in political economy and the law further reflects the same mutuality among law, politics, and economics. Central to such renewal is a claim that analytically segregating these fields leads to analysis that is both descriptively inaccurate and has powerful and troubling normative consequences.
Sabeel Rahman’s Democracy Against Domination is a leading example of a new generation of scholarship that demonstrates both the descriptive and normative promise of law and political economy. Rahman’s mission in the book is to reinfuse debates on financial regulation with overt concern for democratic participation and to recover an ethos that sees American economic and political citizenship as inextricably intertwined. Rahman’s history traces how this ethos was lost over the course of the twentieth century, and in doing so produces a sustained historical inquiry about how we arrive at what is considered “normal” or inevitable about legal regulation. Domination’s chapters follow the pattern of presenting a modern problematic in regulation and then demonstrating how contemporary responses are both democratically impoverished and historically contingent. The aim of the endeavor is to argue that fields of law that have been exorcised of any referent to democratic values, notably antitrust and administrative law, need to be reopened and remade. The alternative is to face pressing issues of inequality with an ultimately ineffective set of regulatory responses.
Domination’s history serves this mission by revealing the path by which political, legal, and economic concepts became isolated from each other in our collective intellectual and social vocabularies about regulation. The key consequence of this isolation has been the naturalization of unequal distribution of material resources and circumscribed democratic participation. Rahman’s critique echoes the classic tension between formal legal freedom and substantive liberty as a lived experience. His recurrent use of “domination” itself explores the social context of political and economic choice, and its often illusory character in practice.
Rahman begins his narrative at the 1892 national convention of the People’s Party in Omaha, Nebraska. Labor historians have long invoked the turn of the twentieth century as a time when the American regulatory response to industrial capitalism was unsettled and open to far more trenchant critiques. Rahman’s use of this era as a touchstone recaptures past imaginations of American citizenship in an era when legal and economic thought were more tightly intertwined. His favored example of antitrust regulation stands out as a regulatory response that originally justified itself through assumptions about the inherently political consequences of capital distribution, and vice versa. Not confined to static analyses of maldistributions of income or wealth, scholars and activists of this era saw financial regulation as an iterative process to realize democratic opportunity and accountability. As others have also noted, one can look to the work of thinkers like Richard Ely and John Commons as the true first wave of “law and economics” scholarship.
In welcome addition to the common cast of characters associated with histories of labor republicanism, Rahman’s intellectual anchors are Louis Brandeis and John Dewey. Each thinker emphasizes a different aspect of the relationship of regulation to domination, with Brandeis focusing on what Rahman calls dyadic domination, or the exertion of concentrated private power over individual citizens, and Dewey focusing on what Rahman calls structural domination, or the cumulative restraint of social institutions and practices on democratic agency. Rahman’s analysis of Dewey’s pragmatism is especially interesting as a theory of iterative learning that applies directly to how regulators should approach democratic decision-making. Rahman’s critical engagement with Brandeis’ thought is specifically revealing in its own right of the relevance of integrating legal thought with the broader concerns of political economy.
The central descriptive claim that Rahman makes is that a loss of this earlier concern with domination leads to a false contemporary choice between the competing theories of laissez-faire and what he terms “managerialism.” One of Rahman’s primary objectives is to take seriously the critiques that laissez-faire proponents advance, which he sees as possessing a “compelling moral account of freedom with a sophisticated institutional critique of government.” (P. 170.) For Rahman, it is essential to recognize the force of these critiques, as they led directly to New Deal proponents sideling their concerns about economic and political dominations. Instead, they responded to critiques of state domination by defensively retreating to managerialism—which justified the regulation of markets solely through the rigor of technical expertise. Managerialism ultimately transformed inequality into a technical problem, rather than an issue of democratic accountability, and entrenched an expert anti-politics that still is at the heart of recent Democratic administrations. For Rahman, the failure of the New Deal lies centrally in eliding the tough but essential questions of how to incorporate the democratic participation of citizens into what today are considered arenas of pure technical expertise. Moreover, over time this technocratic move then undermined the tradition of civic mobilization that had energized earlier movements for regulatory accountability.
Marking his contemporary critical ambitions, Rahman goes beyond intellectual history to take on pragmatic issues of “institutional design.” Domination focuses on financial regulation exactly because it is now understood as of great importance, but also generally invisible to the daily life of most citizens. Rahman advances his own vision of financial regulation as molded by a theory of democratic inclusivity, casting concerns with administrative overreach, tied to the rule of law or balance of powers, as insufficiently informed by parallel concern with the private sources of anti-democratic domination highlighted by Brandeis and Dewey.
It is here that hereto sympathetic readers might balk at how deeply embedded Rahman’s historical account is with his own normative ambitions. But such ambitions are not hidden nor are they central to his descriptive archaeology. This openness allows Rahman to flesh out the application of these earlier ideas to specific arenas of financial regulation today. His discussion of the potential regulation of financial institutions as public utilities in Chapter 6 is thus rendered both imaginative and plausible. He achieves this by revealing the normality of such a perspective in the early twentieth century, how it was justified under domination concerns, how it was lost, and what it might look like reinvigorated today. In Chapter 7, he repeats the same for the design of the administrative state.
He frames much of Domination to explain the fate of financial regulation under the Obama administration. Rahman relates his own anticipation that the administration would reaffirm some of these past ideals, and revitalize democratic regulation. Domination is subsequently marked by disappointment that such reimagination succumbed to doubling down on managerialism and the comparatively timid regulatory response to the Global Financial Crisis as compared to that after the Great Depression. As nostalgia for the Obama administration grows within the Democratic party, some could characterize Rahman’s critique as an indulgence. Defenses of expertise are now commonplace in the midst of the resurgent success of laissez-faire.
Yet, part of the historical lesson Domination presents is that the democratic impoverishment of managerialism has become self-fulfilling. If one creates a system of regulation that presumes that citizens have no role in the administrative state, then it should not be surprising when they feel increasingly alienated from it. An anti-democratic technocracy inures citizens to public reason, and sets up the false set of choices that today seem natural.
Furthermore, Rahman’s history demonstrates the great potential for legal scholars and lawyers to serve as key intermediaries in translating constitutional hopes into institutional realities. Many lawyers struggle with the relationship of their expertise to social movements, but Rahman shows us that it is not expertise that is the enemy of democracy but the presumption that its purview is exclusive. Expertise can co-exist with democratic accountability through visibility and accessibility, but not solely through its own rigor. Rahman has himself worked to show how the participation of legal scholars is key to attempts to revitalize a democratic political economy in America.
In this way, Rahman’s history is also timely given larger global debates on economic citizenship. His discussion of John Dewey’s view of democratic freedom resonates with those expressed by Amartya Sen in grappling with economic development and human flourishing. If there is one weakness to Rahman’s history, it is that it only touches on parallel debates abroad, signaled by his mention of participatory regulation in Brazil, India, Indonesia, and elsewhere. In reverse, authoritarian regimes across the globe are experimenting with testing the limits of elections as a mechanism of democratic accountability and using regimes of technical expertise as substitutes for democratic participation. But such limitation is more invitation than true critique.
In the end, it is possible that one might not be persuaded by the rich and intensive account of democratic citizenship Rahman imagines. Some might feel that citizens are all too happy to accept the excision of democracy from their daily lives, and to portray protests as only potential inconveniences in their daily commutes. But if the recent furor over network neutrality is any indication, citizens wanting to participate in regulatory debates are not in short supply. Yet, mechanisms to render their participation meaningful are. Establishing that this is a genuine problem for American democracy is a more than satisfying payoff for Rahman’s historical efforts.